SEC Form 4 · accession 0001246360-19-000674
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary L Beck
Officer — PRES & CEO/HORIZON AIR
Period of report
Feb 14, 2019
Accepted (ET)
Feb 19, 2019 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | holding | — | — | — | 1,796 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RT TO BUY)F1 | $66.57 | Feb 14, 2019 | A | 8,780 | A | Feb 14, 2020 | Feb 14, 2029 | COMMON STOCK | 8,780 | 8,780 | D |
| RESTRICTED STOCK UNITSF2 | $0.00 | Feb 14, 2019 | A | 2,290 | A | Feb 14, 2022 | Feb 14, 2029 | COMMON STOCK | 2,290 | 2,290 | D |
Explanation of responses
- F1OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/14/2020, 02/14/2021, 02/14/2022 and 02/14/2023).
- F2RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.