SEC Form 4 · accession 0001246360-19-000572
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley D Tilden
Officer — CHAIRMAN, PRESIDENT AND CEO
Period of report
Dec 31, 2018
Accepted (ET)
Feb 12, 2019 · 6:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | Dec 31, 2018 | G | 6,250 | $0.00 | D | 129,845 | D | |
| COMMON STOCKF2,F3 | Feb 9, 2019 | F | 2,331 | $65.27 | D | 127,514 | D | |
| COMMON STOCK 401(K)F1 | holding | — | — | — | 15,473 | I | ESOP TRUST | |
| COMMON STOCK | holding | — | — | — | 7,462 | I | GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/18.
- F2TOTAL SHARES HELD IN COLUMN 5 PREVIOUSLY INCLUDED 6,300 RESTRICTED STOCK UNITS GRANTED ON 2/9/2016 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN, WHICH VESTED ON 2/9/2019.
- F3PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES UPON FORFEITURE FOR TAXES.