SEC Form 4 · accession 0001246360-19-000570
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kyle B Levine
Officer — VP LEGAL
Period of report
Aug 31, 2018
Accepted (ET)
Feb 12, 2019 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Aug 31, 2018 | A | 30 | $54.9525 | A | 5,709 | D | |
| COMMON STOCKF2,F3 | Feb 9, 2019 | F | 169 | $65.27 | D | 5,540 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1THESE SHARES WERE ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).
- F2TOTAL HELD IN COLUMN 5 PREVIOUSLY INCLUDED 690 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/9/2016 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN, WHICH VESTED ON 2/9/2019.
- F3PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.