SEC Form 4 · accession 0001246360-18-002617
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brandon Pedersen
Officer — EXEC VP/FINANCE & CFO
Period of report
Feb 22, 2018
Accepted (ET)
Dec 7, 2018 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Feb 22, 2018 | G | 1,338 | $0.00 | D | 25,550 | D | |
| COMMON STOCKF1 | Dec 6, 2018 | M | 2,918 | $38.755 | A | 28,468 | D | |
| COMMON STOCKF1 | Dec 6, 2018 | F | 1,624 | $69.61 | D | 26,844 | D | |
| COMMON STOCKF1 | Dec 6, 2018 | G | 900 | $0.00 | D | 25,944 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RT TO BUY) | $38.755 | Dec 6, 2018 | M | 2,918 | D | Feb 11, 2015 | Feb 11, 2024 | COMMON STOCK | 2,918 | 0 | D |
Explanation of responses
- F1TOTAL HELD IN COLUMN 5 INCLUDES 3,050 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/9/2016 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.