SEC Form 4 · accession 0001246360-18-001064
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary L Beck
Officer — PRES & CEO/HORIZON AIR
Period of report
Mar 8, 2018
Accepted (ET)
Mar 9, 2018 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Mar 8, 2018 | M | 1,520 | $19.00 | A | 3,316 | D | |
| COMMON STOCK | Mar 8, 2018 | S | 1,520 | $64.3052 | D | 1,796 | D | |
| COMMON STOCK | Mar 9, 2018 | M | 2,860 | $24.40 | A | 4,656 | D | |
| COMMON STOCK | Mar 9, 2018 | M | 3,400 | $38.75 | A | 8,056 | D | |
| COMMON STOCK | Mar 9, 2018 | M | 100 | $19.00 | A | 8,156 | D | |
| COMMON STOCK | Mar 9, 2018 | S | 6,360 | $65.10 | D | 1,796 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RT TO BUY) | $19.00 | Mar 8, 2018 | M | 1,520 | D | Feb 14, 2016 | Jun 30, 2018 | COMMON STOCK | 1,520 | 100 | D |
| EMPLOYEE STOCK OPTION (RT TO BUY) | $24.40 | Mar 9, 2018 | M | 2,860 | D | Feb 11, 2016 | Jun 30, 2018 | COMMON STOCK | 2,860 | 0 | D |
| EMPLOYEE STOCK OPTION (RT TO BUY) | $38.755 | Mar 9, 2018 | M | 3,400 | D | Feb 10, 2018 | Jun 30, 2018 | COMMON STOCK | 3,400 | 0 | D |
| EMPLOYEE STOCK OPTION (RT TO BUY) | $19.00 | Mar 9, 2018 | M | 100 | D | Feb 14, 2016 | Jun 30, 2018 | COMMON STOCK | 100 | 0 | D |