SEC Form 4 · accession 0001246360-18-001057
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benito Minicucci
Officer — PRES & COO
Period of report
Mar 7, 2018
Accepted (ET)
Mar 8, 2018 · 8:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Mar 7, 2018 | M | 4,104 | $24.40 | A | 90,337 | D | |
| COMMON STOCKF1 | Mar 7, 2018 | M | 2,580 | $38.755 | A | 92,917 | D | |
| COMMON STOCKF1,F2 | Mar 7, 2018 | F | 1,564 | $64.00 | D | 91,353 | D | |
| COMMON STOCKF1,F2 | Mar 7, 2018 | F | 1,562 | $64.00 | D | 89,791 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RT TO BUY) | $24.40 | Mar 7, 2018 | M | 4,104 | D | Feb 11, 2014 | Feb 11, 2023 | COMMON STOCK | 4,104 | 882 | D |
| EMPLOYEE STOCK OPTION (RT TO BUY) | $38.755 | Mar 7, 2018 | M | 2,580 | D | Feb 11, 2015 | Feb 11, 2024 | COMMON STOCK | 2,580 | 3,520 | D |
Explanation of responses
- F1TOTAL HELD IN COLUMN 5 INCLUDES 5,000 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/9/2016 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; and 260 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2016 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN.
- F2PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE OF THE STOCK SWAP TRANSACTION.