SEC Form 4 · accession 0001246360-18-001050
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrea L Schneider
Officer — VP PEOPLE
Period of report
Mar 7, 2018
Accepted (ET)
Mar 8, 2018 · 7:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Mar 7, 2018 | M | 530 | $0.00 | A | 8,549 | D | |
| COMMON STOCKF3 | Mar 7, 2018 | F | 130 | $64.00 | D | 8,419 | D | |
| COMMON STOCK | holding | — | — | — | 15 | I | BY SPOUSE |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITSF2 | $0.00 | Mar 7, 2018 | M | 530 | D | Mar 7, 2018 | Mar 7, 2027 | COMMON STOCK | 530 | 1,060 | D |
Explanation of responses
- F1RESTRICTED STOCK UNITS CONVERT TO COMMON STOCK ON A ONE-FOR-ONE BASIS.
- F2REMAINING RESTRICTED STOCK UNITS ARE SCHEDULED TO VEST AS FOLLOWS: 530 ON 3/7/19 AND 530 ON 3/7/20.
- F3PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.