SEC Form 4/A · accession 0001246360-18-000723
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Bradley D Tilden
Officer — CHAIRMAN, PRESIDENT AND CEO
Period of report
Feb 13, 2018
Accepted (ET)
Feb 20, 2018 · 6:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITSF1,F2 | $0.00 | Feb 13, 2018 | A | 9,600 | A | Feb 13, 2021 | Feb 13, 2028 | COMMON STOCK | 9,600 | 9,600 | D |
| EMPLOYEE STOCK OPTION (RT TO BUY)F3,F4 | $66.89 | Feb 13, 2018 | A | 37,250 | A | Feb 13, 2019 | Feb 13, 2028 | COMMON STOCK | 37,250 | 37,250 | D |
Explanation of responses
- F1THE NUMBER OF RESTRICTED STOCK UNITS GRANTED WERE OVERSTATED ON THE REPORT DATED 02/14/2018.
- F2RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS.
- F3THE NUMBER OF STOCK OPTIONS GRANTED WAS OVERSTATED ON THE FILING DATED 02/14/2018.
- F4OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/13/2019, 02/13/2020, 02/13/2021 AND 02/13/2022).