SEC Form 4 · accession 0001246360-18-000668
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rakow Diana Birkett
Officer — VP EXT RELATIONS
Period of report
Feb 13, 2018
Accepted (ET)
Feb 14, 2018 · 9:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITSF1 | $0.00 | Feb 13, 2018 | A | 1,060 | A | Feb 13, 2021 | Feb 13, 2028 | COMMON STOCK | 1,060 | 1,060 | D |
| RESTRICTED STOCK UNITSF2 | $0.00 | Feb 13, 2018 | A | 4,130 | A | Feb 13, 2019 | Feb 13, 2028 | COMMON STOCK | 4,130 | 5,190 | D |
Explanation of responses
- F1RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.
- F2OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/13/2019, 02/13/2020, 02/13/2021 and 02/13/2022).