SEC Form 4 · accession 0001246360-18-000588
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrea L Schneider
Officer — VP PEOPLE
Period of report
Feb 10, 2018
Accepted (ET)
Feb 12, 2018 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 10, 2018 | M | 800 | $0.00 | A | 5,593 | D | |
| COMMON STOCK | Feb 10, 2018 | F | 190 | $64.72 | D | 5,403 | D | |
| COMMON STOCK | holding | — | — | — | 15 | I | BY SPOUSE |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITS | $0.00 | Feb 10, 2018 | M | 800 | D | Feb 10, 2018 | Feb 10, 2025 | COMMON STOCK | 800 | 0 | D |
Explanation of responses
- F1RESTRICTED STOCK UNITS CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.
- F2PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE RESTRICTED STOCK UNITS CONVERTED TO COMMON SHARES AND SHARES WERE WITHHELD FOR TAXES.