SEC Form 4 · accession 0001246360-18-000587
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark G Eliasen
Officer — VP/FINANCE & TREASURER
Period of report
Aug 31, 2017
Accepted (ET)
Feb 12, 2018 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2,F3 | Aug 31, 2017 | A | 94 | $63.461 | A | 6,842 | D | |
| COMMON STOCKF3,F2 | Feb 10, 2018 | F | 201 | $64.72 | D | 6,641 | D | |
| COMMON STOCK 401(K)F1 | holding | — | — | — | 783 | I | ESOP TRUST |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/17.
- F2THE TOTAL NUMBER OF SHARES REPORTED IN COLUMN 5 OF THE FORM 4 FILED ON 02/16/2017, FOLLOWING THE REPORTED TRANSACTIONS, INCORRECTLY EXCLUDED 1,723 SECURITIES BENEFICIALLY HELD. A SUBSEQUENT DISPOSITION OF SHARES DISCLOSED ON FORM 4 ON 2/22/17 ALSO REPORTED THE INCORRECT TOTAL NUMBER OF SHARES BENEFICIALLY HELD FOLLOWING THE TRANSACTION. THE ERROR HAS BEEN CORRECTED.
- F3TOTAL HELD IN COLUMN 5 INCLUDES SHARES ACQUIRED UNDER THE ISSUER'S EMPLOYEE STOCK PURCHASE PLAN; IT ALSO INCLUDES 670 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/9/2016 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.
- F4THESE SHARES WERE ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).