SEC Form 4 · accession 0001246360-18-000586
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Feb 21, 2017
Accepted (ET)
Feb 12, 2018 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Feb 21, 2017 | S | 460 | $97.00 | D | 1,997 | D | |
| COMMON STOCKF1 | Aug 31, 2017 | A | 37 | $63.461 | A | 2,034 | D | |
| COMMON STOCKF1 | Feb 10, 2018 | F | 204 | $64.72 | D | 1,830 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1TOTAL HELD IN COLUMN 5 INCLUDES SHARES ACQUIRED UNDER THE ISSUER'S EMPLOYEE STOCK PURCHASE PLAN; ALSO INCLUDED ARE 740 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/9/2016 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.
- F2THESE SHARES WERE ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).