SEC Form 4 · accession 0001246360-17-003212
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Campbell
Officer — PRES & CEO/HORIZON AIR
Period of report
Dec 4, 2017
Accepted (ET)
Dec 5, 2017 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Dec 4, 2017 | M | 2,782 | $0.00 | A | 9,648 | D | |
| COMMON STOCKF1 | Dec 4, 2017 | M | 1,315 | $0.00 | A | 10,963 | D | |
| COMMON STOCKF1 | Dec 4, 2017 | M | 837 | $0.00 | A | 11,800 | D | |
| COMMON STOCKF1 | Dec 4, 2017 | S | 4,934 | $68.00 | D | 6,866 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RT TO BUY) | $43.88 | Dec 4, 2017 | M | 2,782 | D | Aug 11, 2015 | Aug 11, 2024 | COMMON STOCK | 2,782 | 928 | D |
| EMPLOYEE STOCK OPTION (RT TO BUY) | $65.37 | Dec 4, 2017 | M | 1,315 | D | Feb 10, 2016 | Feb 10, 2025 | COMMON STOCK | 1,315 | 1,315 | D |
| EMPLOYEE STOCK OPTION (RT TO BUY) | $65.63 | Dec 4, 2017 | M | 837 | D | Feb 9, 2017 | Feb 9, 2026 | COMMON STOCK | 837 | 2,513 | D |
Explanation of responses
- F1TOTAL HELD IN COLUMN 5 INCLUDES 1,150 and 1,400 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 AND 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; and 180 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2016 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN.