SEC Form 4 · accession 0001246360-17-001293
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark G Eliasen
Officer — VP/FINANCE & TREASURER
Period of report
Mar 7, 2017
Accepted (ET)
Mar 9, 2017 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | holding | — | — | — | 5,025 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITSF2 | $0.00 | Mar 7, 2017 | A | 1,460 | A | Mar 7, 2018 | Mar 7, 2027 | COMMON STOCK | 1,460 | 1,460 | D |
Explanation of responses
- F1COLUMN 5 INCLUDES 231 SHARES ACQUIRED UNDER THE ISSUER'S EMPLOYEE STOCK PURCHASE PLAN ON 2/28/2017; IT ALSO INCLUDES 910 AND 670 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 AND 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.
- F2ONE-THIRD OF THE RESTRICTED STOCK UNITS WILL VEST ANNUALLY OVER THREE YEARS.