SEC Form 4 · accession 0001246360-17-000809
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Campbell
Officer — PRES & CEO/HORIZON AIR
Period of report
Feb 14, 2017
Accepted (ET)
Feb 16, 2017 · 7:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | holding | — | — | — | 7,670 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITSF2 | $0.00 | Feb 14, 2017 | A | 1,540 | A | Feb 14, 2020 | Feb 14, 2027 | COMMON STOCK | 1,540 | 1,540 | D |
| EMPLOYEE STOCK OPTION (RT TO BUY)F3 | $96.30 | Feb 14, 2017 | A | 3,540 | A | Feb 14, 2018 | Feb 14, 2027 | COMMON STOCK | 3,540 | 3,540 | D |
Explanation of responses
- F1INCLUDES 2,210, 1,150 and 1,400 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 8/11/14, 2/10/2015, AND 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; and 180 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2016 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN.
- F2RESTRICTED STOCK UNITS CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS.
- F3OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/14/2018, 02/14/2019, 02/14/2020 and 02/14/2021).