SEC Form 5 · accession 0001246360-17-000655
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kyle B Levine
Officer — VP LEGAL
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 9:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK ESPP | Feb 29, 2016 | A | 16 | $62.815 | A | 16 | D | |
| COMMON STOCK ESPP | Aug 31, 2016 | A | 23 | $57.4005 | A | 39 | D | |
| RESTRICTED STOCK UNITF1 | holding | — | — | — | 1,380 | D | ||
| COMMON STOCK | holding | — | — | — | 3,007 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1STOCK UNITS AWARDED UNDER ALASKA AIR GROUP'S 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE.
- F2SHARES ACQUIRED UNDER ALASKA AIR GROUP'S 2010 EMPLOYEE STOCK PURCHASE PLAN THAT ARE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).
- F3SHARES ACQUIRED UNDER ALASKA AIR GROUP'S 2010 EMPLOYEE STOCK PURCHASE PLAN THAT ARE EXEMPT UNDER BOTH RULE 16b-3(d) AND RULE 16b-3(c).