SEC Form 4 · accession 0001246360-17-000654
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Feb 11, 2017
Accepted (ET)
Feb 14, 2017 · 9:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 11, 2017 | A | 1,660 | $0.00 | A | 1,660 | D | |
| RESTRICTED STOCK UNIT | Feb 11, 2017 | J | 1,660 | $0.00 | D | 1,580 | D | |
| COMMON STOCKF5 | Feb 11, 2017 | F | 448 | $97.35 | D | 1,212 | D | |
| COMMON STOCK ESPPF1 | holding | — | — | — | 133 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1SHARES ACQUIRED UNDER ALASKA AIR GROUP'S 2010 EMPLOYEE STOCK PURCHASE PLAN THAT ARE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).
- F2COMMON SHARES ACQUIRED UPON VESTING OF RESTRICTED STOCK UNITS AWARDED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.
- F3FULLY VESTED RESTRICTED STOCK UNITS ISSUED IN ALASKA AIR GROUP COMMON STOCK.
- F4COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS.
- F5PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE.