SEC Form 4 · accession 0001246360-17-000652
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benito Minicucci
Officer — PRES & COO
Period of report
Feb 11, 2017
Accepted (ET)
Feb 14, 2017 · 9:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 11, 2017 | A | 6,440 | $0.00 | A | 64,765 | D | |
| RESTRICTED STOCK UNITF2 | Feb 11, 2017 | J | 6,440 | $0.00 | D | 12,690 | D | |
| COMMON STOCKF4 | Feb 11, 2017 | F | 2,317 | $97.35 | D | 62,448 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1COMMON SHARES ACQUIRED UPON VESTING OF RESTRICTED STOCK UNITS AWARDED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.
- F2RESTRICTED STOCK UNITS AWARDED UNDER THE ALASKA AIR GROUP, INC. 2008 PERFORMANCE INCENTIVE PLAN ; SUBJECT TO FORFEITURE.
- F3COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS.
- F4PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE.