SEC Form 4 · accession 0001246360-16-007401
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Aug 31, 2016
Accepted (ET)
Dec 9, 2016 · 7:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK ESPP | Aug 31, 2016 | A | 31 | $57.4005 | A | 240 | D | |
| COMMON STOCK ESPP | Dec 8, 2016 | S | 107 | $87.56 | D | 133 | D | |
| RESTRICTED STOCK UNITF1 | holding | — | — | — | 3,240 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1STOCK UNITS AWARDED UNDER ALASKA AIR GROUP'S 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE.
- F2SHARES ACQUIRED UNDER ALASKA AIR GROUP'S 2010 EMPLOYEE STOCK PURCHASE PLAN THAT ARE EXEMPT UNDER BOTH RULE 16b-3(d) AND RULE 16b-3(c).