SEC Form 4 · accession 0001246360-16-006723
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brandon Pedersen
Officer — EXEC VP/FINANCE & CFO
Period of report
May 23, 2016
Accepted (ET)
Sep 8, 2016 · 6:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | May 23, 2016 | G | 150 | $0.00 | D | 27,098 | D | |
| COMMON STOCKF3 | Sep 7, 2016 | S | 9,193 | $70.4916 | D | 17,905 | D | |
| COMMON STOCK | Sep 8, 2016 | S | 750 | $70.86 | D | 17,155 | D | |
| COMMON STOCK | Sep 8, 2016 | G | 250 | $0.00 | D | 16,905 | D | |
| RESTRICTED STOCK UNITF1 | holding | — | — | — | 13,360 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1STOCK UNITS AWARDED UNDER THE 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE.
- F2SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. PEDERSEN ON 4/26/2016.
- F3THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $70.00 TO $70.80, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.