SEC Form 4 · accession 0001246360-16-005607
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brandon Pedersen
Officer — EXEC VP/FINANCE & CFO
Period of report
Apr 26, 2016
Accepted (ET)
Apr 28, 2016 · 7:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Apr 26, 2016 | M | 3,652 | $19.00 | A | 41,132 | D | |
| COMMON STOCK | Apr 26, 2016 | M | 1,254 | $24.40 | A | 42,386 | D | |
| COMMON STOCK | Apr 26, 2016 | F | 933 | $74.35 | D | 41,453 | D | |
| COMMON STOCK | Apr 26, 2016 | F | 411 | $74.35 | D | 41,042 | D | |
| RESTRICTED STOCK UNITF1 | holding | — | — | — | 13,360 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RT TO BUY) | $19.00 | Apr 26, 2016 | M | 3,652 | D | Feb 14, 2013 | Feb 14, 2022 | COMMON STOCK | 3,652 | 0 | D |
| EMPLOYEE STOCK OPTION (RT TO BUY) | $24.40 | Apr 26, 2016 | M | 1,254 | D | Feb 11, 2014 | Feb 11, 2023 | COMMON STOCK | 1,254 | 5,436 | D |
Explanation of responses
- F1STOCK UNITS AWARDED UNDER THE 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE.