SEC Form 4 · accession 0001246360-16-005603
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tamara S Young
Officer — VP/HUMAN RESOURCES
Period of report
Apr 25, 2016
Accepted (ET)
Apr 27, 2016 · 8:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Apr 25, 2016 | M | 3,960 | $0.00 | A | 32,655 | D | |
| COMMON STOCK | Apr 25, 2016 | F | 1,297 | $74.45 | D | 31,358 | D | |
| RESTRICTED STOCK UNITF1 | holding | — | — | — | 3,490 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RT TO BUY) | $24.40 | Apr 25, 2016 | M | 3,960 | D | Feb 11, 2014 | Feb 11, 2023 | COMMON STOCK | 5,280 | 1,320 | D |
Explanation of responses
- F1STOCK UNITS AWARDED UNDER ALASKA AIR GROUP'S 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE.