SEC Form 4 · accession 0001246360-16-004529
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark G Eliasen
Officer — VP/FINANCE & TREASURER
Period of report
Feb 11, 2016
Accepted (ET)
Feb 16, 2016 · 7:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 11, 2016 | A | 2,700 | $0.00 | A | 10,218 | D | |
| RESTRICTED STOCK UNIT | Feb 11, 2016 | J | 2,700 | $0.00 | D | 3,040 | D | |
| COMMON STOCK | Feb 11, 2016 | F | 675 | $66.94 | D | 9,543 | D | |
| COMMON STOCK ESPPF1 | holding | — | — | — | 5,107 | D | ||
| COMMON STOCK 401(K)F2 | holding | — | — | — | 783 | I | ESOP TRUST |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1COMMON SHARES ACQUIRED UNDER THE ALASKA AIR GROUP, INC. 2010 EMPLOYEE STOCK PURCHASE PLAN AS OF 10/31/2015.
- F2COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/15.
- F3COMMON SHARES ACQUIRED UPON VESTING OF RESTRICTED STOCK UNITS ON 02/11/2016.
- F4RESTRICTED STOCK UNITS VESTING ON 02/11/2016.
- F5COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 02/11/2016. AMOUNT PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE.