SEC Form 4 · accession 0001246360-16-004528
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benito Minicucci
Officer — EVP/OPS & COO
Period of report
Feb 11, 2016
Accepted (ET)
Feb 16, 2016 · 7:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 11, 2016 | A | 9,660 | $0.00 | A | 63,507 | D | |
| RESTRICTED STOCK UNIT | Feb 11, 2016 | J | 9,660 | $0.00 | D | 18,870 | D | |
| COMMON STOCK | Feb 11, 2016 | F | 4,053 | $66.94 | D | 59,454 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1COMMON SHARES ACQUIRED UPON VESTING OF RESTRICTED STOCK UNITS ON 02/11/2016.
- F2RESTRICTED STOCK UNITS VESTING ON 02/11/2016.
- F3COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 02/11/2016. AMOUNT PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE.