SEC Form 4 · accession 0001246360-16-004525
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Feb 11, 2016
Accepted (ET)
Feb 16, 2016 · 7:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 11, 2016 | A | 2,000 | $0.00 | A | 2,000 | D | |
| RESTRICTED STOCK UNIT | Feb 11, 2016 | J | 2,000 | $0.00 | D | 3,240 | D | |
| COMMON STOCK | Feb 11, 2016 | F | 538 | $66.94 | D | 1,462 | D | |
| COMMON STOCK ESPPF1 | holding | — | — | — | 181 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1SHARES ACQUIRED UNDER THE ALASKA AIR GROUP, INC. 2010 EMPLOYEE STOCK PURCHASE PLAN, AS OF 08/31/2015.
- F2COMMON SHARES ACQUIRED UPON VESTING OF RESTRICTED STOCK UNITS ON 02/11/2016.
- F3RESTRICTED STOCK UNITS VESTING ON 02/11/2016.
- F4COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 02/11/2016. AMOUNT PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE.