SEC Form 5 · accession 0001246360-16-004417
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Herman L Wacker
Officer — FORMER VP/LEGAL, GEN CSL
Period of report
Dec 31, 2015
Accepted (ET)
Feb 11, 2016 · 6:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | holding | — | — | — | 11,092 | D | ||
| RESTRICTED STOCK UNITF1 | holding | — | — | — | 6,790 | D | ||
| COMMON STOCK ESPPF2 | holding | — | — | — | 2,146 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1STOCK UNITS AWARDED UNDER ALASKA AIR GROUP'S 2008 PERFORMANCE INCENTIVE PLAN; NOT YET VESTED BUT NO LONGER SUBJECT TO FORFEITURE.
- F2REPRESENTS AN INCREASE IN THE NUMBER OF SHARES ACQUIRED UNDER THE ISSUER'S 2010 EMPLOYEE STOCK PURCHASE PLAN DURING 2015 INCLUDING THE ACQUISITION OF 308 SHARES AND 168 SHARES ON 2/28/15 AND 8/31/15, RESPECTIVELY.