SEC Form 5 · accession 0001246360-16-004416
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis F Madsen
Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 11, 2016 · 6:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Aug 11, 2015 | S | 1,950 | $79.365 | D | 0 | D | |
| DEFERRED STOCK UNITF1 | holding | — | — | — | 22,914 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1FULLY VESTED STOCK UNITS UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; PAYABLE IN SHARES OF THE ISSUER'S COMMON STOCK ON A ONE-FOR-ONE BASIS FOLLOWING THE TERMINATION OF THE REPORTING PERSON'S SERVICE ON THE BOARD OF DIRECTORS.
- F2THE TOTAL AMOUNT OF COMMON SHARES OWNED PRIOR TO THIS TRANSACTION INCLUDES 2,438 SHARES AND 2.443 SHARES ACQUIRED ON 3/10/15 AND 6/4/15, RESPECTIVELY, UNDER A DIVIDEND REINVESTMENT PLAN.