SEC Form 4 · accession 0001246360-16-004413
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Feb 9, 2016
Accepted (ET)
Feb 11, 2016 · 6:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNIT | Feb 9, 2016 | A | 740 | $0.00 | A | 5,240 | D | |
| COMMON STOCK ESPPF1 | holding | — | — | — | 181 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1SHARES ACQUIRED UNDER THE ALASKA AIR GROUP, INC. 2010 EMPLOYEE STOCK PURCHASE PLAN, AS OF 08/31/2015.
- F2STOCK UNITS AWARDED UNDER THE ALASKA AIR GROUP, INC. 2008 PERFORMANCE INCENTIVE PLAN ON 02/09/2016 WILL CLIFF VEST ON 02/09/2019. UNITS ARE SUBJECT TO FORFEITURE.