SEC Form 4 · accession 0001246360-15-003622
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tamara S Young
Officer — VP/HUMAN RESOURCES
Period of report
Nov 19, 2015
Accepted (ET)
Nov 23, 2015 · 6:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 19, 2015 | M | 5,970 | $17.21 | A | 9,457 | D | |
| COMMON STOCK | Nov 19, 2015 | F | 1,315 | $78.09 | D | 8,142 | D | |
| RESTRICTED STOCK UNITF1 | holding | — | — | — | 5,290 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RT TO BUY) | $17.21 | Nov 19, 2015 | M | 5,970 | D | Sep 17, 2013 | Sep 17, 2022 | COMMON STOCK | 5,970 | 1,990 | D |
Explanation of responses
- F1STOCK UNITS AWARDED UNDER ALASKA AIR GROUP'S 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE.