SEC Form 4 · accession 0001246360-15-003588
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Nov 16, 2015
Accepted (ET)
Nov 18, 2015 · 6:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK ESPPF2 | Nov 16, 2015 | S | 66 | $76.273 | D | 181 | D | |
| RESTRICTED STOCK UNITF1 | holding | — | — | — | 4,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1STOCK UNITS AWARDED UNDER ALASKA AIR GROUP'S 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE.
- F2SHARES ACQUIRED UNDER THE ALASKA AIR GROUP, INC. 2010 EMPLOYEE STOCK PURCHASE PLAN THROUGH 8/31/2015. TOTAL ESPP SHARES HELD AFTER THIS TRANSACTION REFLECTS THE VOLUNTARY REPORTING OF 32 SHARES ACQUIRED UNDER THE ESPP ON 8/31/15.