SEC Form 4 · accession 0001246360-15-002984
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark G Eliasen
Officer — VP/FINANCE & TREASURER
Period of report
Aug 25, 2015
Accepted (ET)
Aug 26, 2015 · 6:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Aug 25, 2015 | M | 900 | $24.40 | A | 900 | D | |
| COMMON STOCK | Aug 25, 2015 | M | 3,660 | $19.00 | A | 4,560 | D | |
| COMMON STOCK ESPPF1 | holding | — | — | — | 4,920 | D | ||
| COMMON STOCK 401(K)F2 | holding | — | — | — | 783 | I | ESOP TRUST | |
| RESTRICTED STOCK UNITF3 | holding | — | — | — | 5,070 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RT TO BUY) | $24.40 | Aug 25, 2015 | M | 900 | D | Feb 11, 2014 | Feb 11, 2023 | COMMON STOCK | 900 | 4,680 | D |
| EMPLOYEE STOCK OPTION (RT TO BUY) | $19.00 | Aug 25, 2015 | M | 3,660 | D | Feb 14, 2013 | Feb 14, 2022 | Ordinary Shares | 3,660 | 1,220 | D |
Explanation of responses
- F1COMMON SHARES ACQUIRED UNDER THE ALASKA AIR GROUP, INC. 2010 EMPLOYEE STOCK PURCHASE PLAN AS OF 03/01/2015.
- F2COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/14.
- F3STOCK UNITS AWARDED UNDER ALASKA AIR GROUP'S 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE.