SEC Form 4 · accession 0001246360-15-002085
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phyllis J Campbell
Director
Period of report
May 7, 2015
Accepted (ET)
May 11, 2015 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF3,F5 | May 7, 2015 | A | 1,154 | $64.96 | A | 17,202 | D | |
| DEFERRED STOCK UNITF1,F2 | holding | — | — | — | 21,344 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1FULLY VESTED STOCK UNITS UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; PAYABLE IN SHARES OF THE ISSUER'S COMMON STOCK ON A ONE-FOR-ONE BASIS FOLLOWING THE TERMINATION OF THE REPORTING PERSON'S SERVICE ON THE BOARD OF DIRECTORS.
- F2TOTAL DEFERRED STOCK UNITS HELD HAVE BEEN ADJUSTED TO GIVE EFFECT TO THE 2-FOR-1 STOCK SPLIT THAT OCCURRED ON 7/9/2014.
- F3TOTAL SHARES BENEFICIALLY HELD PRIOR TO THE TRANSACTION BEING REPORTED HAVE BEEN ADJUSTED TO GIVE EFFECT TO THE 2-FOR-1 STOCK SPLIT THAT OCCURRED ON 7/9/2014.
- F4COMMON SHARES ISSUED UNDER ALASKA AIR GROUP'S 2008 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S APPOINTMENT TO SERVE ON THE COMPANY'S BOARD OF DIRECTORS EFFECTIVE 5/7/2015.
- F5THE PRICE REPORTED IN COLUMN 4 REPRESENTS THE COST BASIS FOR THE SHARES ISSUED.