SEC Form 4 · accession 0001246360-15-001295
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark G Eliasen
Officer — VP/FINANCE & TREASURER
Period of report
Feb 27, 2015
Accepted (ET)
Mar 3, 2015 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 27, 2015 | M | 2,640 | $15.325 | A | 6,934 | D | |
| COMMON STOCK | Feb 27, 2015 | S | 2,640 | $64.46 | D | 4,294 | D | |
| COMMON STOCK ESPPF1 | holding | — | — | — | 4,638 | D | ||
| COMMON STOCK 401(K)F2 | holding | — | — | — | 783 | I | ESOP TRUST | |
| RESTRICTED STOCK UNITF3 | holding | — | — | — | 5,070 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RT TO BUY) | $15.325 | Feb 27, 2015 | M | 2,640 | D | Feb 7, 2012 | Feb 7, 2021 | COMMON STOCK | 2,640 | 880 | D |
Explanation of responses
- F1COMMON SHARES ACQUIRED UNDER THE ALASKA AIR GROUP, INC. 2010 EMPLOYEE STOCK PURCHASE PLAN AS OF 12/31/2014.
- F2COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/14.
- F3STOCK UNITS AWARDED UNDER ALASKA AIR GROUP'S 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE.
- F4SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. ELIASEN ON 2/19/2015.