SEC Form 4 · accession 0001246360-15-001101
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew R Harrison
Officer — EVP & CRO
Period of report
Feb 19, 2015
Accepted (ET)
Feb 23, 2015 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 19, 2015 | M | 2,100 | $15.325 | A | 14,975 | D | |
| COMMON STOCK | Feb 19, 2015 | M | 1,948 | $19.00 | A | 16,923 | D | |
| COMMON STOCK | Feb 19, 2015 | M | 1,396 | $24.40 | A | 18,319 | D | |
| COMMON STOCK | Feb 19, 2015 | M | 750 | $38.7555 | A | 19,069 | D | |
| COMMON STOCKF2 | Feb 19, 2015 | S | 8,524 | $63.3727 | D | 10,545 | D | |
| RESTRICTED STOCK UNITF1 | holding | — | — | — | 8,870 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RT TO BUY) | $15.325 | Feb 19, 2015 | M | 2,100 | D | Feb 7, 2012 | Feb 7, 2021 | COMMON STOCK | 2,100 | 0 | D |
| EMPLOYEE STOCK OPTION (RT TO BUY) | $19.00 | Feb 19, 2015 | M | 1,948 | D | Feb 14, 2013 | Feb 14, 2022 | COMMON STOCK | 1,948 | 1,932 | D |
| EMPLOYEE STOCK OPTION (RT TO BUY) | $24.40 | Feb 19, 2015 | M | 1,396 | D | Feb 11, 2014 | Feb 11, 2023 | COMMON STOCK | 1,396 | 2,790 | D |
| EMPLOYEE STOCK OPTION (RT TO BUY) | $38.755 | Feb 19, 2015 | M | 750 | D | Feb 11, 2015 | Feb 11, 2024 | COMMON STOCK | 750 | 2,610 | D |
Explanation of responses
- F1STOCK UNITS AWARDED UNDER ALASKA AIR GROUP'S 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE.
- F2THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $63.3727 TO $63.4080, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.