SEC Form 4 · accession 0001246360-15-000939
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Herman L Wacker
Officer — VP/LEGAL, GEN CSL
Period of report
Feb 14, 2015
Accepted (ET)
Feb 18, 2015 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 14, 2015 | A | 2,840 | $0.00 | A | 11,802 | D | |
| RESTRICTED STOCK UNIT | Feb 14, 2015 | J | 2,840 | $0.00 | D | 6,790 | D | |
| COMMON STOCK | Feb 14, 2015 | F | 710 | $62.56 | D | 11,092 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1COMMON SHARES ACQUIRED UPON VESTING OF RESTRICTED STOCK UNITS ON 02/14/2015.
- F2FULLY VESTED STOCK UNITS GRANTED UNDER THE ISSUER'S 2018 PERFORMANCE INCENTIVE PLAN; PAYABLE IN SHARES OF THE ISSUER'S COMMON STOCK EFFECTIVE 02/14/2015.
- F3COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 02/14/2015. AMOUNT PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE.