SEC Form 4 · accession 0001246360-15-000816
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tamara S Young
Officer — VP/HUMAN RESOURCES
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITF2 | Feb 10, 2015 | A | 1,050 | $0.00 | A | 10,090 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RT TO BUY)F1 | $65.37 | Feb 10, 2015 | A | 2,390 | A | Feb 10, 2016 | Feb 10, 2025 | COMMON STOCK | 2,390 | 2,390 | D |
Explanation of responses
- F1OPTIONS GRANTED VEST IN 25% INCREMENTS OVER FOUR YEARS (02/10/2016, 02/10/2017, 02/10/2018 AND 02/10/2019).
- F2TOTAL UNVESTED RESTRICTED STOCK UNITS REPORTED PRIOR TO 7/9/2014 HAVE BEEN ADJUSTED TO GIVE EFFECT TO THE 2-FOR-1 STOCK SPLIT THAT OCCURRED ON 7/9/2014.
- F3STOCK UNITS AWARDED UNDER THE ALASKA AIR GROUP, INC. 2008 PERFORMANCE INCENTIVE PLAN ON 2/10/2015 WILL CLIFF VEST ON 2/10/2018. UNITS ARE SUBJECT TO FORFEITURE.