SEC Form 4 · accession 0001628280-18-011641
HCP, INC. · HCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter L Rhein
Director
Period of report
Sep 1, 2018
Accepted (ET)
Sep 5, 2018 · 6:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000765880
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F1 | — | Sep 1, 2018 | I | 62,996 | D | — | — | Common Stock | 62,996 | 62,996 | D |
Explanation of responses
- F1Each phantom stock unit represents the equivalent of one share of HCP common stock and is credited to an account pursuant to HCP's Second Amended and Restated Director Deferred Compensation Plan (DCP). The transaction reflects the disposition of phantom stock units as a result of the reallocation by the reporting person of his DCP accounts. Phantom stock units are settled in cash by HCP upon distribution.
- F2Includes 42,344.13 units acquired in dividend reinvestment transactions since December 4, 2013.