SEC Form 4 · accession 0001628280-18-001056
HCP, INC. · HCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Klaritch
Officer — EVP and COO
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 7:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000765880
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 22, 2017 | G | 1,056 | $0.00 | D | 175,202 | D | |
| Common StockF1 | Feb 1, 2018 | F | 2,131 | $24.08 | D | 173,071 | D | |
| Common StockF2 | Feb 2, 2018 | F | 1,559 | $23.57 | D | 171,512 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 1, 2016, as adjusted.
- F2This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 2, 2015, as adjusted.