SEC Form 4 · accession 0001179110-17-009732
HCP, INC. · HCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M Herzog
Officer — President and CEO · Director
Period of report
Jun 27, 2017
Accepted (ET)
Jun 28, 2017 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000765880
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 27, 2017 | F | 11,698 | $33.38 | D | 64,291 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the amount of shares forfeited for applicable tax withholding requirements in connection with the vesting of restricted stock units granted on June 27, 2016, as adjusted.
- F2The number of RSUs in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Quality Care Properties, Inc. on October 31, 2016. The adjustments were made to preserve the intrinsic value of the reporting person's unvested RSUs existing prior to the spin-off, consistent with the Corporation's treatment of all outstanding and unvested RSUs.