SEC Form 4 · accession 0001179110-17-001422
HCP, INC. · HCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter L Rhein
Director
Period of report
Aug 15, 2016
Accepted (ET)
Jan 31, 2017 · 7:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000765880
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 15, 2016 | G | 1,500 | $0.00 | D | 25,475 | I | Trust |
| Common StockF1,F2 | holding | — | — | — | 5,460 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of RSUs in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Quality Care Properties, Inc. on October 31, 2016. The adjustments were made to preserve the intrinsic value of the reporting person's unvested RSUs existing prior to the spin-off, consistent with the Corporation's treatment of all outstanding and unvested RSUs.
- F2The reporting person previously reported 8,750 shares held directly. Of those shares, 4,000 shares have vested and are now held indirectly in a trust account.