SEC Form 4 · accession 0001179110-16-029450
HCP, INC. · HCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas D Kirby
Officer — Executive Vice President
Period of report
Sep 7, 2016
Accepted (ET)
Sep 8, 2016 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000765880
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 7, 2016 | M | 3,000 | $28.35 | A | 43,050 | I | Trust |
| Common StockF2 | Sep 7, 2016 | S | 3,000 | $40.2415 | D | 40,050 | I | Trust |
| Common StockF1 | holding | — | — | — | 431 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $28.35 | Sep 7, 2016 | M | 3,000 | D | Jan 29, 2010 | Jan 29, 2020 | Common Stock | 3,000 | 4,776 | D |
Explanation of responses
- F1The reporting person previously reported 40,481 shares held directly. Of those shares, 40,050 shares are held indirectly in a trust account.
- F2The price reported in Column 4 is a weighted average sales price. These shares were sold in multiple transactions at sale prices ranging from $40.181 to $40.300. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within theranges set forth herein.