SEC Form 4 · accession 0001179110-16-029003
HCP, INC. · HCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan M. Bergschneider
Officer — Executive Vice President
Period of report
Aug 23, 2016
Accepted (ET)
Aug 24, 2016 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000765880
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 23, 2016 | M | 4,151 | $28.35 | A | 54,095 | D | |
| Common StockF1 | Aug 23, 2016 | S | 7,651 | $39.784 | D | 46,444 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $28.35 | Aug 23, 2016 | M | 4,151 | D | Jan 29, 2010 | Jan 29, 2020 | Common Stock | 4,151 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average sales price. These shares were sold in multiple transactions at sale prices ranging from $39.7745 to $39.7919. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.