SEC Form 4 · accession 0000765880-18-000004
HCP, INC. · HCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M Herzog
Officer — President and CEO · Director
Period of report
Jun 27, 2018
Accepted (ET)
Jun 28, 2018 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000765880
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 13, 2018 | G | 11,070 | $0.00 | D | 123,705 | D | |
| Common Stock | Jun 27, 2018 | F | 22,230 | $25.12 | D | 101,475 | D | |
| Common Stock | holding | — | — | — | 32,508 | I | Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreements, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on June 27, 2016, as adjusted.