SEC Form 4 · accession 0001209191-17-066344
PINNACLE WEST CAPITAL CORP · PNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy A Herberger Jr.
Director
Period of report
Dec 15, 2017
Accepted (ET)
Dec 19, 2017 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 15, 2017 | G | 5,587 | $0.00 | D | 25,237 | D | |
| Common StockF1 | Dec 15, 2017 | G | 5,587 | $0.00 | A | 5,587 | I | by trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 15, 2017, the reporting person contributed 5,587 shares of PNW common stock to a charitable remainder trust of which the reporting person is a trustee and of which the reporting person and his wife are beneficiaries. The reporting person continues to report beneficial ownership of all of the PNW common stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein.