SEC Form 4 · accession 0001209191-17-057500
PINNACLE WEST CAPITAL CORP · PNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Hatfield
Officer — EVP & CFO
Period of report
Oct 17, 2017
Accepted (ET)
Oct 19, 2017 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 17, 2017 | A | 5,528 | $0.00 | A | 5,528 | D | |
| Common Stock | Oct 17, 2017 | F | 2,519 | $87.76 | D | 3,009 | D | |
| Common StockF3 | Oct 17, 2017 | A | 594 | $0.00 | A | 3,603 | D | |
| Common Stock | Oct 17, 2017 | F | 271 | $87.76 | D | 3,332 | D | |
| Common StockF4 | Oct 17, 2017 | G | 3,332 | $0.00 | D | 0 | D | |
| Common StockF4 | Oct 17, 2017 | G | 3,332 | $0.00 | A | 44,096 | I | by trust |
| Common Stock | holding | — | — | — | 25 | I | by 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired upon the vesting of a portion of the performance shares granted in 2014.
- F2Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.
- F3Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2017.
- F4The reporting person gifted the shares received on October 17, 2017 to a revocable family trust.