SEC Form 4 · accession 0001209191-16-155236
PINNACLE WEST CAPITAL CORP · PNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald E Brandt
Officer — Chairman, President & CEO · Director
Period of report
Dec 12, 2016
Accepted (ET)
Dec 14, 2016 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 12, 2016 | S | 30,735 | $76.79 | D | 189,659 | D | |
| Common StockF2 | Dec 13, 2016 | S | 19,265 | $77.64 | D | 170,394 | D | |
| Common Stock | holding | — | — | — | 1,703 | I | by 401K |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.62 to $77.03, inclusive. The reporting person undertakes to provide Pinnacle West Capital Corporation ("PNW"), any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F2The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.46 to $77.94, inclusive. The reporting person undertakes to provide Pinnacle West Capital Corporation ("PNW"), any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.