SEC Form 4 · accession 0001209191-16-146659
PINNACLE WEST CAPITAL CORP · PNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David P Falck
Officer — EVP & GC
Period of report
Oct 19, 2016
Accepted (ET)
Oct 21, 2016 · 7:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 19, 2016 | A | 5,470 | $0.00 | A | 49,264 | D | |
| Common Stock | Oct 19, 2016 | F | 2,492 | $74.96 | D | 46,772 | D | |
| Common StockF3 | Oct 19, 2016 | A | 657 | $0.00 | A | 47,429 | D | |
| Common Stock | Oct 19, 2016 | F | 300 | $74.96 | D | 47,129 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired upon the vesting of a portion of the performance shares granted in 2013.
- F2Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.
- F3Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 19, 2016.