SEC Form 4 · accession 0001209191-16-146632
PINNACLE WEST CAPITAL CORP · PNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Bement
Other
Period of report
Oct 19, 2016
Accepted (ET)
Oct 21, 2016 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 19, 2016 | A | 2,344 | $0.00 | A | 2,344 | D | |
| Common Stock | Oct 19, 2016 | F | 1,103 | $74.96 | D | 1,241 | D | |
| Common StockF3 | Oct 19, 2016 | A | 281 | $0.00 | A | 1,522 | D | |
| Common Stock | Oct 19, 2016 | F | 133 | $74.96 | D | 1,389 | D | |
| Common StockF4 | Oct 19, 2016 | G | 1,389 | $0.00 | D | 0 | D | |
| Common StockF4 | Oct 19, 2016 | G | 1,389 | $0.00 | A | 5,054 | I | by trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired upon the vesting of a portion of the performance shares granted in 2013.
- F2Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.
- F3Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 19, 2016.
- F4The reporting person gifted the shares received on October 19, 2016 to a revocable family trust.