SEC Form 4 · accession 0001209191-15-076518
PINNACLE WEST CAPITAL CORP · PNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald E Brandt
Officer — Chairman, President & CEO · Director
Period of report
Oct 20, 2015
Accepted (ET)
Oct 22, 2015 · 8:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 20, 2015 | A | 34,085 | $0.00 | A | 195,537 | D | |
| Common Stock | Oct 20, 2015 | F | 16,037 | $65.74 | D | 179,500 | D | |
| Common StockF3 | Oct 20, 2015 | A | 4,464 | $0.00 | A | 183,964 | D | |
| Common Stock | Oct 20, 2015 | F | 2,101 | $65.74 | D | 181,863 | D | |
| Common Stock | holding | — | — | — | 1,649 | I | by 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired upon the vesting of a portion of the performance shares granted in 2012.
- F2Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.
- F3Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 20, 2015.