SEC Form 4/A · accession 0001209191-15-018093
PINNACLE WEST CAPITAL CORP · PNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert S Bement
Other
Period of report
Feb 17, 2015
Accepted (ET)
Feb 24, 2015 · 7:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 17, 2015 | A | 2,263 | $0.00 | A | 2,263 | D | |
| Common Stock | Feb 17, 2015 | F | 986 | $64.97 | D | 1,277 | D | |
| Common StockF3 | Feb 17, 2015 | A | 249 | $0.00 | A | 1,526 | D | |
| Common Stock | Feb 17, 2015 | F | 109 | $64.97 | D | 1,417 | D | |
| Common StockF4,F5 | Feb 17, 2015 | G | 1,417 | $0.00 | D | 0 | D | |
| Common StockF4 | Feb 17, 2015 | G | 1,417 | $0.00 | D | 8,646 | I | by trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired upon the vesting of a portion of the performance shares granted in 2012 that were tied to the total shareholder return performance metric.
- F2Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.
- F3Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 17, 2015.
- F4The reporting person gifted the shares received on February 17, 2015 to a revocable family trust.
- F5This amended Form 4 is being filed to show that all of Mr. Bement's shares are held in an irrevocable family trust and that the shares received on February 17, 2015 were gifted to the trust on the date received.